Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 2 May 2023)
    • [FCA CF] Functions requiring qualifications (since 2 May 2023)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (10 Oct 2022 to 20 Feb 2023)
    • [FCA CF] Functions requiring qualifications (10 Oct 2022 to 20 Feb 2023)
  • MET Facilities LLP (no longer approved here)

    FRN 587084

    • CF30 Customer (11 May 2018 to 30 Jun 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.