Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (28 Sep 2020 to 31 Mar 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF16 Significant Mgt (Desgntd Investment Business) (8 Jun 2004 to 8 Mar 2005)
- CF27 Investment Management (30 Jan 2003 to 31 Oct 2007)
- CF21 Investment Adviser (30 Jan 2003 to 31 Oct 2007)
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- CF27 Investment Management (2 Apr 2002 to 12 Dec 2002)
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- CF27 Investment Management (1 Dec 2001 to 12 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2002)
- CF27 Investment Management (1 Dec 2001 to 12 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.