Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital International Limited (no longer approved here)

    FRN 119193

    • [FCA CF] Client dealing (28 Sep 2020 to 31 Mar 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF16 Significant Mgt (Desgntd Investment Business) (8 Jun 2004 to 8 Mar 2005)
    • CF27 Investment Management (30 Jan 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (30 Jan 2003 to 31 Oct 2007)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • CF27 Investment Management (2 Apr 2002 to 12 Dec 2002)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • CF27 Investment Management (1 Dec 2001 to 12 Dec 2002)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2002)
    • CF27 Investment Management (1 Dec 2001 to 12 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.