Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Coast Financial Limited
FRN 782715
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 7. Giving personal recommendations on long-term care insurance contracts
- [PRA CF] Key function holder (since 14 Dec 2020)
- Director of firm who is not a certification employee or a SMF manager (since 14 Dec 2020)
- [FCA CF] Benchmark submission and administration (since 14 Dec 2020)
- [FCA CF] CASS oversight function (since 14 Dec 2020)
- [FCA CF] Functions requiring qualifications (since 14 Dec 2020)
- [FCA CF] Significant management (since 14 Dec 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 2 Oct 2017)
- CF11 Money Laundering Reporting (29 Jan 2018 to 8 Dec 2019)
- CF30 Customer (29 Jan 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (2 Oct 2017 to 8 Dec 2019)
- CF1 Director (2 Oct 2017 to 8 Dec 2019)
- Responsible for Insurance Mediation (2 Oct 2017 to 30 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.