Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lync Wealth Management Limited
FRN 1021927
- (61)Employed By (since 6 May 2025)
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Lyncombe Consultants Limited
FRN 618025
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 12 Jul 2023)
- CF30 Customer (since 14 Feb 2023)
- [FCA CF] Client dealing (since 5 Oct 2022)
- [FCA CF] Functions requiring qualifications (5 Oct 2022 to 12 Jul 2023)
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Warriner Capital Ltd
FRN 924485
- (2)Employed By (since 14 Feb 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Oct 2022)
- CF30 Customer (1 Oct 2010 to 3 Oct 2022)
- CF1 Director (AR) (6 Aug 2010 to 3 Oct 2022)
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- Employed By (6 Aug 2010 to 3 Oct 2022)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2010)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
- CF1 Director (AR) (1 Jun 2005 to 4 Feb 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.