Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (61)Employed By (since 6 May 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 12 Jul 2023)
    • CF30 Customer (since 14 Feb 2023)
    • [FCA CF] Client dealing (since 5 Oct 2022)
    • [FCA CF] Functions requiring qualifications (5 Oct 2022 to 12 Jul 2023)
    • (2)Employed By (since 14 Feb 2023)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Oct 2022)
    • CF30 Customer (1 Oct 2010 to 3 Oct 2022)
    • CF1 Director (AR) (6 Aug 2010 to 3 Oct 2022)
  • Warriner & Co Limited (no longer approved here)

    FRN 528690

    • Employed By (6 Aug 2010 to 3 Oct 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 31 Dec 2010)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • CF1 Director (AR) (1 Jun 2005 to 4 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

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