Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS Asset Management (UK) Ltd
FRN 119319
- [FCA CF] Material risk taker (since 4 Sep 2024)
- [FCA CF] Client dealing (since 20 Aug 2020)
- [FCA CF] Manager of certification employee (since 20 Aug 2020)
- CF30 Customer (10 Jun 2016 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 29 Jan 2013)
- CF21 Investment Adviser (23 Mar 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.