Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Jul 2014 to 6 Mar 2016)
- CF21 Investment Adviser (12 Oct 2002 to 2 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Oct 2002)
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- CF21 Investment Adviser (11 Nov 2004 to 4 May 2005)
- CF22 Investment Adviser (Trainee) (29 Aug 2003 to 11 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.