Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Merrill Lynch International
FRN 147150
- SMF3 Executive Director (since 22 Sep 2022)
- SMF6 Head of Key Business Areas (since 15 Feb 2021)
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Bank of America, N.A.
FRN 124642
- SMF22 Other Local Responsibility (since 15 Feb 2021)
- [FCA CF] Significant management (21 Feb 2017 to 15 Feb 2021)
- [FCA CF] Material risk taker (21 Dec 2016 to 15 Feb 2021)
- [FCA CF] Client dealing (21 Dec 2016 to 15 Feb 2021)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 15 Feb 2021)
- CF30 Customer (28 Mar 2013 to 29 May 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.