Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 31 Oct 2020)
    • [FCA CF] Manager of certification employee (since 31 Oct 2020)
    • [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2023)
    • CF30 Customer (15 Jun 2012 to 8 Dec 2019)
    • [FCA CF] Client dealing (since 1 Aug 2022)
    • [FCA CF] Manager of certification employee (since 1 Aug 2022)
    • [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 23 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.