Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Peritus Private Finance Limited
FRN 729282
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 7 Oct 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Dec 2023)
- CF4 Partner (AR) (7 Sep 2011 to 7 Dec 2023)
- CF30 Customer (7 Sep 2011 to 7 Dec 2023)
- CF7 Sole Trader (AR) (31 Jul 2006 to 31 Jan 2007)
- CF22 Investment Adviser (Trainee) (31 Jul 2006 to 31 Oct 2007)
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- (3)Employed By (7 Sep 2011 to 7 Dec 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.