Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Citigroup Global Markets Limited
FRN 124384
- [FCA CF] Manager of certification employee (since 1 Oct 2019)
- [FCA CF] Client dealing (since 16 Jun 2016)
- CF30 Customer (28 Aug 2015 to 6 Mar 2016)
-
- CF30 Customer (1 Nov 2007 to 3 Jul 2015)
- CF21 Investment Adviser (12 Jun 2006 to 31 Oct 2007)
-
- CF21 Investment Adviser (7 Apr 2005 to 23 May 2006)
- CF22 Investment Adviser (Trainee) (29 Sep 2003 to 7 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.