Martin Ward

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BDCM UK LIMITED (no longer approved here)

    FRN 192163

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Jul 2023)
    • SMF3 Executive Director (9 Dec 2019 to 13 Jul 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Jul 2023)
    • CF11 Money Laundering Reporting (27 Apr 2017 to 8 Dec 2019)
    • CF1 Director (27 Apr 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (27 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (20 Jul 2005 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Jul 2002 to 9 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.