Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • King & Shaxson Limited (no longer approved here)

    FRN 179213

    • SMF3 Executive Director (9 Dec 2019 to 22 Jul 2024)
    • SMF4 Chief Risk (9 Dec 2019 to 22 Jul 2024)
    • SMF24 Chief Operations (9 Dec 2019 to 22 Jul 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • King & Shaxson Asset Management Limited (no longer approved here)

    FRN 823315

    • SMF4 Chief Risk (9 Dec 2019 to 22 Jul 2024)
    • SMF24 Chief Operations (9 Dec 2019 to 22 Jul 2024)
    • SMF3 Executive Director (9 Dec 2019 to 22 Jul 2024)
    • CF1 Director (11 Apr 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.