Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [PRA CF] Significant risk taker or Material risk taker (1 May 2018 to 30 Apr 2019)
    • [FCA CF] Manager of certification employee (12 Jan 2017 to 31 Mar 2023)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Mar 2023)
    • CF30 Customer (24 Nov 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.