Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Swiss Finance Corporation Limited (no longer approved here)

    FRN 142903

    • [FCA CF] Client dealing (10 May 2024 to 1 Jun 2025)
  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [FCA CF] Algorithmic trading (4 Jan 2021 to 23 Nov 2023)
    • [FCA CF] Client dealing (1 Aug 2017 to 23 Nov 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (29 Jan 2009 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (17 Sep 2007 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF26 Customer Trading (28 Apr 2004 to 31 Jan 2005)
  • Cooperatieve Rabobank U.A. (no longer approved here)

    FRN 171596

    • CF21 Investment Adviser (1 Dec 2001 to 11 Mar 2003)
    • CF26 Customer Trading (1 Dec 2001 to 11 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.