Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Orestone Wealth Management Ltd
FRN 780439
- (3)Employed By (since 25 Feb 2026)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 3 Jun 2024)
- CF30 Customer (since 31 May 2024)
- CF1 Director (AR) (31 May 2024 to 5 Mar 2026)
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- (1)Employed By (31 May 2024 to 5 Mar 2026)
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- [FCA CF] Client dealing (9 Dec 2019 to 18 May 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 May 2024)
- CF30 Customer (16 May 2017 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 1 Jun 2017)
- CF1 Director (AR) (27 Apr 2004 to 1 Jun 2017)
- CF21 Investment Adviser (27 Apr 2004 to 31 Oct 2007)
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- (15)Employed By (14 Aug 2003 to 1 Jun 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.