Martin Stephen Williams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Medical & Professional Investment LLP
FRN 485852
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 13 Aug 2021)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF1 Director (AR) (31 Mar 2013 to 12 Jul 2016)
QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF1 Director (AR) (10 Mar 2011 to 12 Jul 2016)
- CF30 Customer (10 Mar 2011 to 20 Sep 2011)
Candleston Financial Services Ltd (no longer approved here)
FRN 539465
- Employed By (10 Mar 2011 to 12 Jul 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.