Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (6 Sep 2018 to 8 Apr 2020)
    • [PRA CF] Significant risk taker or Material risk taker (3 Jun 2016 to 10 Aug 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (16 Dec 2005 to 31 Oct 2007)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (20 Jul 2018 to 21 Oct 2022)

Recent activity

Updates to this individual's record on the FCA register.

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