Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HORIZON FINANCIAL MANAGEMENT LTD
FRN 424740
- (1)Employed By (since 29 Aug 2025)
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2 Plan Wealth Management Limited
FRN 461598
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 16 Jan 2024)
- CF30 Customer (since 23 Oct 2023)
- CF1 Director (AR) (23 Oct 2023 to 1 Sep 2025)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Jan 2024)
- CF30 Customer (17 Feb 2014 to 23 Jan 2024)
- CF1 Director (AR) (17 Feb 2014 to 23 Jan 2024)
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- Employed By (17 Feb 2014 to 23 Jan 2024)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at HORIZON FINANCIAL MANAGEMENT LTD
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controlled function added: (1)Employed By at HORIZON FINANCIAL MANAGEMENT LTD