Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF30 Customer (1 Nov 2007 to 26 Feb 2009)
    • CF21 Investment Adviser (9 Aug 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Mar 2005 to 9 Aug 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (14 Sep 2004 to 28 Jan 2005)
    • CF22 Investment Adviser (Trainee) (28 Apr 2004 to 14 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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