Martin Roger Escott

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Martin Escott

    FRN 954208

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [PRA CF] Key function holder (since 15 Sep 2021)
    • [FCA CF] Functions requiring qualifications (since 15 Sep 2021)
    • [FCA CF] Manager of certification employee (since 15 Sep 2021)
    • [FCA CF] Significant management (since 15 Sep 2021)
    • SMF16 Compliance Oversight (since 15 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Sep 2021)
    • Sole trader dealing with clients for which they require qualification (since 15 Sep 2021)
    • [FCA CF] Client dealing (since 15 Sep 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Jul 2021)
    • CF30 Customer (1 Sep 2015 to 7 Jul 2021)
  • Martin Escott (no longer approved here)

    FRN 191218

    • (3)Employed By (1 Sep 2015 to 7 Jul 2021)

Recent activity

Updates to this individual's record on the FCA register.

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