Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AB Investment Solutions Limited (no longer approved here)

    FRN 705062

    • CF1 Director (4 Jan 2016 to 13 May 2016)
    • CF11 Money Laundering Reporting (4 Jan 2016 to 13 May 2016)
    • CF3 Chief Executive (4 Jan 2016 to 13 May 2016)
    • CF30 Customer (4 Jan 2016 to 13 May 2016)
  • R C Brown Investment Management Plc (no longer approved here)

    FRN 146002

    • CF30 Customer (9 Jan 2015 to 15 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.