Martin Robert Brook

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 21 Feb 2023)
    • CF30 Customer (since 16 Jun 2022)
    • CF1 Director (AR) (since 16 Jun 2022)
  • Brook Financial Advice Ltd

    FRN 200674

    • Employed By (since 1 Dec 2001)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (7 Jul 2021 to 22 Feb 2023)
    • CF30 Customer (1 Nov 2007 to 22 Feb 2023)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (AR) (1 Dec 2001 to 22 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

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