Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 5 Oct 2022)
    • [FCA CF] Functions requiring qualifications (since 5 Oct 2022)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Functions requiring qualifications (18 Jan 2022 to 2 Sep 2022)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (18 Jan 2022 to 2 Sep 2022)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Client dealing (6 Feb 2020 to 7 Apr 2021)
    • [FCA CF] Functions requiring qualifications (6 Feb 2020 to 7 Apr 2021)
    • CF30 Customer (4 Jun 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (21 Oct 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.