Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WESLEYAN FINANCIAL SERVICES LIMITED
FRN 134753
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 5 Oct 2022)
- [FCA CF] Functions requiring qualifications (since 5 Oct 2022)
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- [FCA CF] Functions requiring qualifications (18 Jan 2022 to 2 Sep 2022)
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- [FCA CF] Functions requiring qualifications (18 Jan 2022 to 2 Sep 2022)
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- [FCA CF] Client dealing (6 Feb 2020 to 7 Apr 2021)
- [FCA CF] Functions requiring qualifications (6 Feb 2020 to 7 Apr 2021)
- CF30 Customer (4 Jun 2019 to 8 Dec 2019)
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- CF30 Customer (21 Oct 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.