Martin Richard Houghton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Trafford & Houghton Financial Planning Ltd (no longer approved here)

    FRN 481315

    • [FCA CF] Functions requiring qualifications (15 Oct 2020 to 27 Mar 2026)
    • [FCA CF] Client dealing (15 Oct 2020 to 27 Mar 2026)
    • SMF3 Executive Director (9 Dec 2019 to 27 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Oct 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Oct 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 2 Oct 2025)
    • CF30 Customer (1 Jul 2008 to 8 Dec 2019)
    • CF1 Director (1 Jul 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jul 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jul 2008 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jul 2008 to 30 Sep 2018)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 3 Jul 2008)
    • CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
  • Elementum Ltd (no longer approved here)

    FRN 191392

    • Employed By (22 Nov 2002 to 3 Jul 2008)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.