Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF1 Chief Executive (30 Jan 2025 to 12 Jan 2026)
- Responsible for Insurance Distribution (30 Jan 2025 to 12 Jan 2026)
- [FCA CF] Significant management (7 Jul 2022 to 31 Dec 2025)
- Director of firm who is not a certification employee or a SMF manager (7 Jul 2022 to 31 Dec 2025)
-
- [FCA CF] Manager of certification employee (26 Oct 2016 to 16 Jul 2019)
- [FCA CF] Material risk taker (26 Oct 2016 to 16 Jul 2019)
- [PRA CF] Significant risk taker or Material risk taker (26 Oct 2016 to 16 Jul 2019)
- CF29 Significant management (1 Nov 2007 to 11 May 2009)
- CF17 Significant Mgt (Other Business Operations) (4 Apr 2007 to 31 Oct 2007)
-
- [FCA CF] Manager of certification employee (26 Oct 2016 to 16 Jul 2019)
- [FCA CF] Material risk taker (26 Oct 2016 to 16 Jul 2019)
- [PRA CF] Significant risk taker or Material risk taker (26 Oct 2016 to 16 Jul 2019)
-
- CF29 Significant management (1 Nov 2007 to 23 Jun 2008)
- CF17 Significant Mgt (Other Business Operations) (4 Apr 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.