Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Director of firm who is not a certification employee or a SMF manager (11 Mar 2024 to 25 Sep 2025)
- [FCA CF] Client dealing (11 Mar 2024 to 25 Sep 2025)
- SMF3 Executive Director (12 Jan 2022 to 26 Nov 2024)
- SMF9 Chair of the Governing Body (12 Jan 2022 to 26 Nov 2024)
-
- CF30 Customer (29 Sep 2011 to 28 Mar 2013)
-
- CF30 Customer (15 Nov 2007 to 15 Jan 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.