Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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New Leaf Distribution Limited
FRN 460421
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Client dealing (since 8 Dec 2021)
- CF30 Customer (since 5 Dec 2021)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 17 Jul 2019)
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Compton Financial Services Ltd
FRN 845577
- Employed By (since 17 Jul 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.