Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Financial Management Limited
FRN 475973
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 29 Sep 2025)
- [FCA CF] Client dealing (since 29 Sep 2025)
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- CF30 Customer (23 May 2016 to 1 Mar 2017)
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- CF30 Customer (12 Mar 2009 to 16 Oct 2012)
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)
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- CF30 Customer (1 Nov 2007 to 12 Mar 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.