Martin Philip Jones

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RICHARD KEEN (INSURANCE BROKERS) LIMITED (no longer approved here)

    FRN 116686

    • [FCA CF] Significant management (1 Jan 2020 to 30 Nov 2022)
    • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 30 Nov 2022)
    • [FCA CF] Client dealing (1 Jan 2020 to 30 Nov 2022)
    • SMF3 Executive Director (9 Dec 2019 to 30 Nov 2022)
    • CF1 Director (1 Nov 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 25 Oct 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 25 Oct 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 25 Oct 2005)
    • CF10 Compliance Oversight (1 Dec 2001 to 25 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.