Martin Philip Dawes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- Appointed representative dealing with clients for which they require qualification (30 Jun 2023 to 29 Nov 2024)
- CF30 Customer (24 Apr 2023 to 29 Nov 2024)
Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (149)Employed By (24 Apr 2023 to 29 Nov 2024)
Sinfonia Direct Ltd (no longer approved here)
FRN 440606
- Employed By (1 Nov 2005 to 15 Dec 2006)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF21 Investment Adviser (2 Aug 2004 to 15 Dec 2006)
Capital Planning UK Ltd (no longer approved here)
FRN 402461
- Employed By (2 Aug 2004 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.