Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (2 Jul 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (20 Jul 2017 to 30 Sep 2018)
    • CF1 Director (1 Jun 2015 to 8 Dec 2019)
  • Itc Compliance Limited (no longer approved here)

    FRN 313486

    • CF1 Director (AR) (2 Nov 2007 to 6 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.