Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Employed By (since 24 Jan 2022)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 25 Jun 2015)
    • CF30 Customer (since 5 Feb 2013)
    • CF4 Partner (AR) (11 Mar 2013 to 25 Jun 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 8 Feb 2013)
    • CF21 Investment Adviser (10 Sep 2002 to 1 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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