Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
TWC Financial Limited
FRN 968366
- Employed By (since 24 Jan 2022)
-
St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 25 Jun 2015)
- CF30 Customer (since 5 Feb 2013)
- CF4 Partner (AR) (11 Mar 2013 to 25 Jun 2015)
-
- CF30 Customer (1 Nov 2007 to 8 Feb 2013)
- CF21 Investment Adviser (10 Sep 2002 to 1 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.