Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Royal London Asset Management Limited (no longer approved here)

    FRN 141665

    • [FCA CF] Client dealing (9 Dec 2019 to 21 May 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 May 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 May 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 21 May 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (23 Feb 2005 to 31 Oct 2007)
  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • CF27 Investment Management (1 Dec 2001 to 1 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.