Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 19 Mar 2021)
    • [FCA CF] Client dealing (since 19 Mar 2021)
    • Appointed representative dealing with clients for which they require qualification (19 Mar 2021 to 14 Apr 2021)
    • CF30 Customer (8 Nov 2016 to 14 Apr 2021)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (20 Mar 2009 to 28 Oct 2016)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 26 May 2009)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • All Green Financial Solutions Limited (no longer approved here)

    FRN 226521

    • (3)Employed By (24 Jul 2003 to 26 May 2009)
  • H Keay Life & Pensions Limited (no longer approved here)

    FRN 138908

    • Employed By (1 Oct 1998 to 13 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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