Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WEALTHWIDE LIMITED
FRN 468119
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 19 Mar 2021)
- [FCA CF] Client dealing (since 19 Mar 2021)
- Appointed representative dealing with clients for which they require qualification (19 Mar 2021 to 14 Apr 2021)
- CF30 Customer (8 Nov 2016 to 14 Apr 2021)
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- CF30 Customer (20 Mar 2009 to 28 Oct 2016)
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- CF30 Customer (1 Nov 2007 to 26 May 2009)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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- (3)Employed By (24 Jul 2003 to 26 May 2009)
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- Employed By (1 Oct 1998 to 13 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.