Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 23 Jun 2025)
    • [FCA CF] Client dealing (since 23 Jun 2025)
  • AVISTA FINANCIAL PLANNING LTD (no longer approved here)

    FRN 609098

    • CF30 Customer (15 Oct 2015 to 13 Dec 2018)
    • CF1 Director (AR) (15 Oct 2015 to 2 Jan 2019)
  • Brooks Financial Consultancy Ltd (no longer approved here)

    FRN 531840

    • Employed By (22 Sep 2010 to 2 Jan 2019)
  • The Chester Partnership Ltd (no longer approved here)

    FRN 193484

    • Employed By (26 Jan 2001 to 18 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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