Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sterling & Law Group Plc (no longer approved here)

    FRN 216784

    • CF30 Customer (31 Jul 2008 to 31 Jul 2008)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 19 Jun 2009)
    • CF21 Investment Adviser (4 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Dec 2004 to 4 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.