Martin O'Grady

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 19 Jun 2023)
    • CF1 Director (AR) (since 18 Apr 2023)
    • CF30 Customer (since 15 Jul 2019)
    • [FCA CF] Functions requiring qualifications (14 Mar 2023 to 19 Jun 2023)
    • [FCA CF] Client dealing (10 Dec 2019 to 11 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (10 Dec 2019 to 14 Mar 2023)
    • CF4 Partner (AR) (15 Jul 2019 to 14 Mar 2023)
  • Rockbridge Financial Solutions Ltd

    FRN 994497

    • (3)Employed By (since 18 Apr 2023)
  • KW Investment Management Limited (no longer approved here)

    FRN 506600

    • CF30 Customer (21 Oct 2013 to 31 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.