Martin Norman Stewart

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TMG Direct Limited

    FRN 786245

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (23 Mar 2021 to 12 Nov 2021)
    • SMF3 Executive Director (9 Dec 2019 to 12 Nov 2021)
    • CF1 Director (17 Nov 2017 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (17 Nov 2017 to 12 Nov 2021)
  • London Money (Financial Services) Ltd

    FRN 527092

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (4 Feb 2011 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (4 Feb 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Feb 2011 to 8 Dec 2019)
    • CF1 Director (4 Feb 2011 to 8 Dec 2019)
    • CF30 Customer (4 Feb 2011 to 23 Dec 2012)
  • Nouveau FS Group Limited (no longer approved here)

    FRN 833862

    • SMF3 Executive Director (13 Dec 2019 to 21 Jun 2021)
    • Responsible for Insurance Distribution (13 Dec 2019 to 21 Jun 2021)
  • Manchester Money Limited (no longer approved here)

    FRN 794662

    • SMF16 Compliance Oversight (9 Dec 2019 to 24 Nov 2020)
    • SMF3 Executive Director (9 Dec 2019 to 24 Jun 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 24 Jun 2021)
    • CF10 Compliance Oversight (23 Feb 2018 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (23 Feb 2018 to 24 Jun 2021)
    • Responsible for Insurance Mediation (23 Feb 2018 to 30 Sep 2018)
    • CF1 Director (23 Feb 2018 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 16 May 2011)
    • CF21 Investment Adviser (16 Aug 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Mar 2004 to 16 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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