Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rondine Capital LLP
FRN 631464
- [FCA CF] Client dealing (since 6 Apr 2021)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Dec 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Dec 2025)
- CF10 Compliance Oversight (2 Feb 2015 to 8 Dec 2019)
- CF30 Customer (2 Feb 2015 to 8 Dec 2019)
- CF3 Chief Executive (2 Feb 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 Feb 2015 to 8 Dec 2019)
- CF4 Partner (2 Feb 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.