Martin Moore

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TenetConnect Limited (no longer approved here)
FRN 149826
- CF30 Customer (14 Feb 2011 to 1 Aug 2011)
Chapman Associates Limited (110) (no longer approved here)
FRN 177830
- Employed By (14 Feb 2011 to 1 Aug 2011)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF1 Director (AR) (25 Sep 2008 to 11 Apr 2013)
- CF30 Customer (1 Nov 2007 to 31 Dec 2010)
- CF7 Sole Trader (AR) (27 Jun 2002 to 7 Jun 2006)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Oakwood Independent Financial Services Ltd (no longer approved here)
FRN 214089
- (1)Employed By (25 Sep 2008 to 11 Apr 2013)
MA Wheatley & Co IFA (no longer approved here)
FRN 401034
- (2)Employed By (5 Dec 2007 to 4 Mar 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.