Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 10 Mar 2026)
  • Mortgages Plc (no longer approved here)

    FRN 304260

    • SMF3 Executive Director (7 Oct 2020 to 12 Jan 2023)
    • Responsibility for MCD Intermediation (7 Oct 2020 to 12 Jan 2023)
  • Wave Lending Limited (no longer approved here)

    FRN 305391

    • Responsibility for MCD Intermediation (7 Oct 2020 to 12 Jan 2023)
    • SMF3 Executive Director (7 Oct 2020 to 12 Jan 2023)
  • Mortgages 1 Limited (no longer approved here)

    FRN 308345

    • SMF3 Executive Director (7 Oct 2020 to 12 Jan 2023)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (7 Sep 2016 to 7 Oct 2020)
    • [FCA CF] Significant management (7 Mar 2016 to 5 Mar 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 7 Oct 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 7 Oct 2020)
    • CF30 Customer (29 Dec 2008 to 6 Mar 2016)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF29 Significant management (1 Nov 2007 to 30 Jun 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (29 Oct 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Rooftop Mortgages Limited (no longer approved here)

    FRN 303059

    • CF1 Director (31 Jan 2005 to 2 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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