Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
- CF30 Customer (25 Jul 2014 to 8 Dec 2019)
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- CF30 Customer (30 Apr 2013 to 29 Jul 2014)
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- Employed By (6 Jul 2004 to 13 Sep 2005)
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- CF21 Investment Adviser (8 Oct 2003 to 2 Jul 2004)
- CF22 Investment Adviser (Trainee) (16 Jan 2003 to 8 Oct 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 16 Jan 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 16 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.