Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 31 May 2021)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 May 2021)
- CF30 Customer (31 Aug 2018 to 31 May 2021)
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- Employed By (31 Aug 2018 to 31 May 2021)
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- CF30 Customer (31 Oct 2012 to 30 Aug 2018)
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- CF30 Customer (19 Feb 2010 to 22 Aug 2012)
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- CF30 Customer (1 Nov 2007 to 24 Jun 2010)
- CF21 Investment Adviser (28 Nov 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (18 Jul 2006 to 28 Nov 2006)
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- Employed By (1 Nov 2005 to 15 Dec 2006)
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- CF21 Investment Adviser (17 Jun 2005 to 15 Dec 2006)
- CF22 Investment Adviser (Trainee) (7 Oct 2004 to 17 Jun 2005)
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- Employed By (11 Apr 2005 to 31 May 2021)
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- CF21 Investment Adviser (27 May 2002 to 26 Nov 2004)
- CF4 Partner (AR) (1 Dec 2001 to 26 Nov 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
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- (2)Employed By (1 Dec 2001 to 26 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.