Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2023)
    • [FCA CF] Manager of certification employee (since 5 Nov 2020)
    • [FCA CF] Client dealing (since 5 Nov 2020)
    • CF30 Customer (25 Sep 2014 to 8 Dec 2019)
    • [FCA CF] Material risk taker (since 1 Jan 2023)
    • [FCA CF] Manager of certification employee (since 1 Aug 2022)
    • [FCA CF] Client dealing (since 1 Aug 2022)
    • [FCA CF] Client dealing (since 5 Nov 2020)
    • [FCA CF] Manager of certification employee (since 5 Nov 2020)
    • [FCA CF] Material risk taker (1 Jan 2023 to 3 Jul 2023)
    • CF30 Customer (13 Sep 2014 to 8 Dec 2019)
  • Societe Generale International Limited (no longer approved here)

    FRN 538896

    • CF30 Customer (19 Aug 2011 to 17 Mar 2014)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 28 Jul 2010)
    • CF21 Investment Adviser (19 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.