Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AMG FINANCIAL MANAGEMENT LTD
FRN 518817
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF16 Compliance Oversight (since 29 Mar 2021)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- [FCA CF] Significant management (1 Oct 2020 to 2 Oct 2020)
- [FCA CF] Manager of certification employee (1 Oct 2020 to 2 Oct 2020)
- Responsible for Insurance Mediation (18 Jun 2010 to 30 Sep 2018)
- CF11 Money Laundering Reporting (18 Jun 2010 to 27 Mar 2013)
- CF10 Compliance Oversight (18 Jun 2010 to 27 Mar 2013)
- CF1 Director (18 Jun 2010 to 8 Dec 2019)
- CF30 Customer (18 Jun 2010 to 24 Dec 2012)
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- (3)Employed By (26 Jan 2010 to 28 Jun 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.