Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 29 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • [FCA CF] Significant management (1 Oct 2020 to 2 Oct 2020)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 2 Oct 2020)
    • Responsible for Insurance Mediation (18 Jun 2010 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (18 Jun 2010 to 27 Mar 2013)
    • CF10 Compliance Oversight (18 Jun 2010 to 27 Mar 2013)
    • CF1 Director (18 Jun 2010 to 8 Dec 2019)
    • CF30 Customer (18 Jun 2010 to 24 Dec 2012)
  • QED Financial Management Ltd (no longer approved here)

    FRN 184543

    • (3)Employed By (26 Jan 2010 to 28 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

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