Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 30 Jul 2020)
    • [FCA CF] Client dealing (since 30 Jul 2020)
    • [FCA CF] Manager of certification employee (since 30 Jul 2020)
    • [FCA CF] Material risk taker (since 30 Jul 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (26 Nov 2003 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • [FCA CF] Significant management (since 30 Jul 2020)
    • [FCA CF] Client dealing (since 30 Jul 2020)
    • [FCA CF] Manager of certification employee (since 30 Jul 2020)
    • [FCA CF] Material risk taker (since 30 Jul 2020)
    • CF30 Customer (5 Mar 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.