Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 Jul 2025)
- [FCA CF] Functions requiring qualifications (since 5 Dec 2022)
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- [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Sep 2020)
- CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.