Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 17 Dec 2020)
    • [FCA CF] Material risk taker (10 Dec 2018 to 16 Dec 2020)
    • [FCA CF] Client dealing (10 Dec 2018 to 16 Dec 2020)
    • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 16 Dec 2020)
    • [FCA CF] Manager of certification employee (10 Dec 2018 to 16 Dec 2020)
    • CF30 Customer (1 Nov 2007 to 9 Dec 2018)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • HTB LEASING & FINANCE LTD (no longer approved here)

    FRN 165116

    • SMF18 Other Overall Responsibility (17 Dec 2020 to 28 Feb 2022)
    • [FCA CF] Client dealing (7 Mar 2017 to 16 Dec 2020)
    • [FCA CF] Functions requiring qualifications (7 Mar 2017 to 16 Dec 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 16 Dec 2020)
    • [FCA CF] Material risk taker (7 Mar 2017 to 16 Dec 2020)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • SMF3 Executive Director (9 Dec 2019 to 31 May 2025)
    • CF1 Director (21 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.