Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Wesleyan Assurance Society
FRN 110873
- SMF18 Other Overall Responsibility (since 17 Dec 2020)
- [FCA CF] Material risk taker (10 Dec 2018 to 16 Dec 2020)
- [FCA CF] Client dealing (10 Dec 2018 to 16 Dec 2020)
- [FCA CF] Functions requiring qualifications (10 Dec 2018 to 16 Dec 2020)
- [FCA CF] Manager of certification employee (10 Dec 2018 to 16 Dec 2020)
- CF30 Customer (1 Nov 2007 to 9 Dec 2018)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
-
- SMF18 Other Overall Responsibility (17 Dec 2020 to 28 Feb 2022)
- [FCA CF] Client dealing (7 Mar 2017 to 16 Dec 2020)
- [FCA CF] Functions requiring qualifications (7 Mar 2017 to 16 Dec 2020)
- [FCA CF] Manager of certification employee (7 Mar 2017 to 16 Dec 2020)
- [FCA CF] Material risk taker (7 Mar 2017 to 16 Dec 2020)
-
- SMF3 Executive Director (9 Dec 2019 to 31 May 2025)
- CF1 Director (21 Apr 2016 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.