Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Adrian Connelly Wealth Management Limited
FRN 529411
- (3)Employed By (since 10 Jan 2022)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 25 May 2010)
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- CF21 Investment Adviser (9 May 2002 to 21 Oct 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 9 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.