Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (3)Employed By (since 10 Jan 2022)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 25 May 2010)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (9 May 2002 to 21 Oct 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 9 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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