Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (13 Sep 2022 to 15 Mar 2023)
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- SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 3 Feb 2020)
- CF8 Apportionment and Oversight (10 Mar 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.